Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rodrigues Pinto is a financial professional with over 17 years of experience in the industry. David is currently registered with UBS Securities LLC, where David has been employed since October 2020. Before joining UBS Securities LLC, David worked for Allianz Global Investors Distributors LLC, Banco Votorantim Securities, Inc., Pine Securities USA LLC, Capital Guardian, LLC, and ABN AMRO Incorporated. David holds FINRA Series 7, 24, 63, 79, and SIE licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/23/2020 - Present
UBS Securities LLC (NEW YORK NY)
NY
08/13/2015 - 07/27/2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
03/24/2014 - 07/02/2015
BANCO VOTORANTIM SECURITIES, INC. (NEW YORK NY)
NY
03/20/2013 - 03/14/2014
PINE SECURITIES USA LLC (NEW YORK NY)
NC
10/11/2011 - 07/18/2012
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
NY
10/09/2002 - 06/16/2009
ABN AMRO INCORPORATED (NEW YORK NY)
BC
Issued 03/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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