Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roderick Jones is a securities professional with over 30 years of experience in the industry. David has been a registered representative with Castleoak Securities, LP since April 2006. David has held previous positions with Cantor Fitzgerald & Co. and Blaylock & Company, Inc. David is licensed to conduct securities business in several states. David holds a Series 7, 24, 63, 79, 99 and SIE. David is a highly experienced and well-respected financial professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2006 - Present
Castleoak Securities, LP (NEW YORK NY)
NY
01/09/2006 - 04/07/2006
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
04/06/1998 - 01/03/2006
BLAYLOCK & COMPANY, INC. (NEW YORK NY)
NY
09/02/1993 - 06/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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