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David Rock Vanderpool

Pickwick Capital Partners, LLC

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About David Rock Vanderpool

David Rock Vanderpool is a financial professional with experience in the securities industry. David is registered with Pickwick Capital Partners, LLC in Missouri. David has passed the Series 63, Series 82TO, and SIE exams. David joined Pickwick Capital Partners, LLC on December 15, 2022.

Firm Information

David Vanderpool is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Vanderpool’s Registration & Firm History

MO

12/15/2022 - Present

Pickwick Capital Partners, LLC (AVA MO)

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Licenses & Designations

BC

Issued 12/27/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2022

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 09/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Rock Vanderpool.
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