Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rocco Yaccino is a registered investment advisor representative with Stifel, Nicolaus & Company, Inc. David has been working in the financial services industry since 1995. David is registered in 41 states and the District of Columbia, and holds Series 3, 7, 63 and 65 licenses, in addition to the SIE. David has experience working in investment banking and with Goldman, Sachs & Co. and Barclays Capital Inc. David is based in the Palm Beach Gardens, FL office of Stifel, Nicolaus & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (PALM BEACH GARDENS FL)
IL
01/17/2012 - 12/04/2015
BARCLAYS CAPITAL INC. (CHICAGO IL)
NY
08/25/1995 - 02/02/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 03/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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