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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rocco L'erario is a financial advisor with over 40 years of experience in the industry. David is currently registered with Osaic Wealth, Inc. and provides advisory services in Colorado, Delaware, Florida, New Jersey, New York, Pennsylvania, Virginia and West Virginia. David specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. David has worked with a variety of clients, including high net worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
01/19/2024 - Present
Osaic Wealth, Inc. (Hockessin DE)
DE
10/08/2010 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (Hockessin DE)
PA
06/05/2007 - 09/16/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CONSHOHOCKEN PA)
PA
08/23/2005 - 06/05/2007
RYAN BECK & CO. (CONSHOHOCKEN PA)
MO
12/19/2000 - 08/22/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/02/1992 - 12/15/2000
FAHNESTOCK & CO. INC. (NEW YORK NY)
NA
10/15/1990 - 12/31/1991
W.H. NEWBOLD'S SON & CO., INC.
MD
08/19/1988 - 10/22/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
09/17/1979 - 09/09/1988
SHEARSON LEHMAN HUTTON INC.
NA
06/28/1979 - 09/17/1979
LOEB PARTNERS
NA
09/26/1978 - 06/14/1979
FIRST JERSEY SECURITIES, INC.
IA
Issued 09/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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