Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robles is a financial professional with over 16 years of experience in the financial services industry. David is currently registered with Prudential Annuities Distributors, Inc. in Shelton, CT. Prior to joining Prudential Annuities Distributors, Inc., David was affiliated with PRUCO SECURITIES, LLC. in Newark, NJ. David holds a variety of licenses and certifications, including Series 7, Series 24, Series 52TO, Series 53 and Series 66. David is currently registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
03/13/2024 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
NJ
08/07/2007 - 03/29/2024
PRUCO SECURITIES, LLC. (Newark NJ)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/13/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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