Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roberts is a financial professional with over 2 years of experience in the industry. David is currently registered with Mizuho Securities USA LLC. Previously, David was registered with Jefferies LLC. David holds FINRA Series 63, 79TO and SIE licenses and is licensed in 52 states and jurisdictions. David has a broad background in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/16/2023 - Present
Mizuho Securities USA LLC (HOUSTON TX)
TX
05/02/2022 - 10/27/2023
JEFFERIES LLC (HOUSTON TX)
BC
Issued 04/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure David Roberts is the right advisor for you? Invested Better is here to help.
