Unclaimed
David Zwirn is a financial professional with over 18 years of experience in the financial industry. David currently holds a Series 7, Series 63, Series 79TO and SIE license and is registered with FINRA. David is currently registered with Guggenheim Securities, LLC and is registered in 32 states across the United States. Prior to Guggenheim Securities, LLC, David was registered with DebtTraders, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/15/2005 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
10/05/2004 - 04/14/2005
DEBTTRADERS, INC. (NEW YORK NY)
BC
Issued 01/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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