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David Robert Zwirn

Guggenheim Securities, LLC

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About David Robert Zwirn

David Zwirn is a financial professional with over 18 years of experience in the financial industry. David currently holds a Series 7, Series 63, Series 79TO and SIE license and is registered with FINRA. David is currently registered with Guggenheim Securities, LLC and is registered in 32 states across the United States. Prior to Guggenheim Securities, LLC, David was registered with DebtTraders, Inc.

Firm Information

David Zwirn is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Zwirn’s Registration & Firm History

NY

04/15/2005 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

10/05/2004 - 04/14/2005

DEBTTRADERS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Robert Zwirn.
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