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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wagner is a Certified Financial Planner® with over 15 years of experience in the financial services industry. David has a strong track record of providing personalized financial planning and investment management services to individuals, families, and businesses. David has worked with Morgan Stanley, Merrill Lynch and most recently, Tidecrest Wealth Management, LLC where David serves as an Investment Advisor Representative. David has a passion for helping his clients achieve their financial goals and is committed to providing them with the highest level of service. David's focus is on providing comprehensive financial planning services, including retirement planning, college savings, estate planning, and tax planning. David specializes in working with high-net-worth individuals, families, and businesses. David holds a Series 7, Series 31, Series 65 and Series 66 licenses. David is registered as an investment advisor representative in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/23/2024 - Present
Tidecrest Wealth Management, LLC (NEWPORT BEACH CA)
CA
12/08/2016 - 08/26/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
06/01/2009 - 12/12/2016
MORGAN STANLEY (NEWPORT BEACH CA)
CA
03/08/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
BOTH
Issued 03/20/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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