Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robert Tremblay is an investment professional with over 20 years of experience in the financial services industry. David currently is registered with Fidelity Personal AND Workplace Advisors. David was previously registered with a number of other firms including Santander Securities LLC, LPL Financial LLC, NYLIFE Securities LLC, Fidelity Brokerage Services LLC, New England Securities, Allmerica Investments, Inc., and Aetna Investment Services, Inc.. David holds a Series 6, 7, 26, 63 and 65 license and the SIE designation. David specializes in providing financial planning, portfolio management, and educational seminars to individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
MA
09/19/2012 - 05/23/2014
SANTANDER SECURITIES LLC (MARLBORO MA)
MA
02/16/2012 - 09/19/2012
LPL FINANCIAL LLC (DEDHAM MA)
MA
01/13/2010 - 02/14/2012
NYLIFE SECURITIES LLC (WALTHAM MA)
MA
11/07/2005 - 12/22/2008
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
NY
12/12/2001 - 11/07/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
09/22/1998 - 02/29/2000
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
CT
12/23/1994 - 06/12/1998
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 12/12/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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