Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robert Tracht is a financial advisor registered with Cetera Advisor Networks LLC, who has been in the industry since April 5, 1993. He is registered in Ohio and holds the Series 6, 7, and 63 licenses, as well as the SIE. David previously worked for Jefferson-Pilot Investor Services, Inc., Lombard Securities Incorporated and Intercarolina Financial Services, Inc. David can provide investment advice in the state of Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
04/10/1995 - Present
Cetera Advisor Networks LLC (WESTLAKE OH)
IN
01/26/1995 - 04/24/1995
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
MD
12/10/1993 - 12/31/1994
LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)
NC
03/12/1993 - 12/16/1993
INTERCAROLINA FINANCIAL SERVICES, INC. (GREENSBORO NC)
BC
Issued 07/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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