Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Spagnoli is a financial advisor who has been in the industry since June 16, 2013. David is currently registered with Ameriprise Financial Services, LLC and previously worked with Foreside Fund Services, LLC, Prudential Investment Management Services LLC, Global Arena Capital Corp and HFP Capital Markets LLC. David is licensed to provide financial advice in Alabama, Florida, Georgia, Louisiana, North Carolina, Pennsylvania and South Carolina. David is an active member of the financial industry and holds the Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
05/16/2024 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
ME
08/03/2023 - 05/03/2024
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NJ
12/04/2014 - 06/22/2023
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
10/29/2013 - 10/20/2014
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
03/05/2013 - 10/21/2013
HFP CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 03/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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