Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robert Sebring is a financial advisor at Northwestern Mutual Investment Services, LLC. David has been in the financial industry since 2008 and is registered with the state of Indiana and Arizona. David has a variety of licenses and certifications, including Series 6, Series 7, Series 63, and Series 65. David provides investment research, referrals to other advisors, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IN
02/24/2023 - Present
Northwestern Mutual Investment Services, LLC (INDIANAPOLIS IN)
AZ
10/14/2008 - 09/27/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
IA
Issued 08/25/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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