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David Robert Rowland

American Enterprise Investment Services Inc.

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About David Robert Rowland

David Rowland is a financial professional with over 23 years of experience in the industry. David is currently registered with American Enterprise Investment Services Inc. David's previous employers include Ameriprise Financial Services, LLC, American Express Financial Advisors Inc., and IDS Life Insurance Company. David holds Series 6, 7, 24, and 63 licenses, as well as the SIE exam.

Firm Information

David Rowland is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Rowland’s Registration & Firm History

MN

11/22/2023 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

MN

06/24/2014 - 11/22/2023

AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)

MN

05/10/2012 - 07/13/2012

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

06/04/1999 - 05/10/2012

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)

MN

08/03/2004 - 07/25/2008

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

12/08/1997 - 05/26/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/08/1997 - 05/26/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/15/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/2004

Series 4 - Registered Options Principal Examination

BC

Issued 04/13/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1998

Series 7 - General Securities Representative Examination

BC

Issued 12/05/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Robert Rowland.
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