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David Robert Pugh

AE Wealth Management, LLC

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About David Robert Pugh

David Robert Pugh is a financial advisor who has been in the industry since June 2013. David has Series 7TO, Series 63, and SIE licenses, and is a Chartered Financial Consultant. David is registered with AE Wealth Management, LLC and has been with the firm since August 2023. Prior to that, David was with Pruco Securities LLC from February 2022 to August 2023. David offers financial planning, portfolio management for individuals and businesses, and pension consulting services.

Firm Information

David Pugh is currently registered with AE Wealth Management, LLC. AE Wealth Management, LLC is a registered investment advisor headquartered in Topeka, Kansas. The firm has over 449 investment advisor representatives and manages over $27 billion in assets for a wide range of clients, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and individuals other than high-net-worth. AE Wealth Management offers a variety of financial planning services, including portfolio management, educational seminars, and selection of other advisors.
AE Wealth Management, LLC

2950 SW MCCLURE ROAD

TOPEKA, KS 66614

$27.08B

Assets Under Management

27

Total Clients

413

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Pugh’s Registration & Firm History

MI

08/23/2023 - Present

AE Wealth Management, LLC (Troy MI)

MI

03/29/2022 - 08/11/2023

PRUCO SECURITIES, LLC. (TROY MI)

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Licenses & Designations

BC

Issued 04/18/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Robert Pugh.
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