Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Petersen is a financial advisor registered with Raymond James Financial Services Advisors, Inc.. David is a highly experienced financial professional who began their career in 1996. David has a broad range of experience in the financial services industry, having previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Discover Brokerage Direct, Inc., MONY Securities Corporation, Fidelity Brokerage Services, Inc., and Dishman & Petersen, Inc.. David holds both Series 63 and Series 65 licenses and has also earned their Series 7, Series 9, Series 10, and Series 31 licenses. David specializes in providing financial planning, portfolio management, and pension consulting services to a diverse client base, including individuals, corporations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (Bountiful UT)
NY
01/07/2000 - 05/31/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
02/24/1999 - 05/18/1999
DISCOVER BROKERAGE DIRECT, INC. (SAN FRANCISCO CA)
NY
03/03/1998 - 02/22/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
RI
11/25/1996 - 02/17/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 05/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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