Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nicholson is a financial advisor with over 30 years of experience in the industry. David is currently registered with Cambridge Investment Research Advisors, Inc. in Illinois and Texas, where he provides financial planning, portfolio management, and other advisory services to individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. David has a background in various financial institutions including Tower Square Securities, Inc., Advantage Capital Corporation, Dreher & Associates, Inc., USLIFE Equity Sales Corp., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, Mutual Service Corporation, Equico Securities, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
07/10/2019 - Present
Cambridge Investment Research Advisors, Inc. (Schaumburg IL)
IL
11/23/1999 - 04/21/2009
TOWER SQUARE SECURITIES, INC. (DES PLAINES IL)
GA
01/02/1998 - 11/22/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IL
08/28/1996 - 12/31/1997
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
NY
01/26/1995 - 08/28/1996
USLIFE EQUITY SALES CORP. (NEW YORK NY)
MA
06/22/1993 - 01/26/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/22/1993 - 01/26/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
05/04/1993 - 06/09/1993
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
02/24/1992 - 07/17/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/21/1992 - 07/17/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
05/06/1987 - 10/09/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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