Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid McCain is a financial advisor with LPL Financial LLC and has been in the industry since 1990. David has a broad range of experience, having worked with Woodbury Financial Services, Inc., Commonwealth Financial Network, UBS Financial Services Inc. and J.C. Bradford & Co. David currently holds FINRA Series 7, 8, 63, 65, and 6TO licenses. David holds the designation of Certified Financial Planner. David has been actively registered as a Broker-Dealer in multiple states and currently holds an active Investment Advisor registration in Tennessee and Texas. David is based in Johnson City, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
08/19/2024 - Present
LPL Financial LLC (JOHNSON CITY TN)
TN
01/19/2024 - 08/22/2024
OSAIC WEALTH, INC. (JOHNSON CITY TN)
TN
09/04/2009 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (JOHNSON CITY TN)
TN
08/17/2007 - 09/04/2009
COMMONWEALTH FINANCIAL NETWORK (JOHNSON CITY TN)
TN
08/14/2000 - 09/05/2007
UBS FINANCIAL SERVICES INC. (JOHNSON CITY TN)
NY
05/01/1990 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 11/22/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David McCain is the right advisor for you? Invested Better is here to help.
