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David Robert Maze

Franklin Distributors, LLC

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About David Robert Maze

David Robert Maze is a financial advisor who has been in the industry since 2010. David is currently registered with Franklin Distributors, LLC, and has been with the firm since 7/7/2021. David has previously held positions with FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. and FRANKLIN/TEMPLETON DISTRIBUTORS, INC. David is licensed in 53 states and holds Series 6, 7, 24, 26, 63, and SIE licenses.

Firm Information

David Maze is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Maze’s Registration & Firm History

CA

07/07/2021 - Present

Franklin Distributors, LLC (Rancho Cordova CA)

CA

02/14/2020 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (RANCHO CORDOVA CA)

CA

06/08/2011 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)

CA

02/04/2004 - 03/04/2005

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

BC

Issued 06/29/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2016

Series 24 - General Securities Principal Examination

BC

Issued 07/12/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/07/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Robert Maze.
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