Unclaimed
David Robert Maze is a financial advisor who has been in the industry since 2010. David is currently registered with Franklin Distributors, LLC, and has been with the firm since 7/7/2021. David has previously held positions with FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. and FRANKLIN/TEMPLETON DISTRIBUTORS, INC. David is licensed in 53 states and holds Series 6, 7, 24, 26, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/07/2021 - Present
Franklin Distributors, LLC (Rancho Cordova CA)
CA
02/14/2020 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (RANCHO CORDOVA CA)
CA
06/08/2011 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)
CA
02/04/2004 - 03/04/2005
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 06/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Maze is the right advisor for you? Invested Better is here to help.