Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robert Kempton is a financial professional registered in California as an Investment Advisor Representative with Commonwealth Financial Network. David has been working in the financial services industry since 2000 and has a broad range of experience with a variety of firms. David has expertise in fixed insurance, retirement planning, and financial planning. David is also a registered representative with Commonwealth Financial Network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/04/2024 - Present
Commonwealth Financial Network (Carlsbad CA)
IN
08/14/2015 - 02/13/2021
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
CA
01/11/2010 - 11/29/2010
SCF SECURITIES, INC. (SAN DIEGO CA)
CA
12/18/2006 - 12/14/2007
WOODBURY FINANCIAL SERVICES, INC. (SAN DIEGO CA)
TX
11/10/2003 - 12/31/2004
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
CA
05/02/2001 - 10/24/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/27/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 05/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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