Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robert Kelly has been in the financial industry since September 29, 1991. Currently, David is a Registered Representative with UBS Asset Management (americas) LLC. David is registered in New York and has worked for UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is experienced in portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/10/2023 - Present
UBS Asset Management (americas) LLC (NEW YORK NY)
NJ
04/05/2004 - 10/04/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/13/1992 - 04/05/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/22/1988 - 04/05/1989
VANTAGE FINANCIAL SERVICES, INC.
BOTH
Issued 06/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1992
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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