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David Robert Hreha

Capital Client Group, Inc.

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About David Robert Hreha

David Robert Hreha is a financial advisor who has been in the industry since 1995. David Robert Hreha is currently registered with Capital Client Group, Inc. as a Registered Representative and Investment Adviser Representative. David Robert Hreha has also been previously registered with Lord Abbett Distributor LLC, Planco Financial Services, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. David Robert Hreha has passed the Series 63, Series 65, Series 7, Series 24 and SIE exams. David Robert Hreha is registered with the following states: California, Illinois, Iowa, Michigan, Minnesota, Missouri, Nebraska, New York, North Dakota, South Dakota and Wisconsin.

Firm Information

David Hreha is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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David Hreha’s Registration & Firm History

CA

05/27/2015 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NJ

11/21/2005 - 05/12/2015

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

CT

06/09/1999 - 09/28/2005

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

MN

12/20/1994 - 05/12/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/20/1994 - 05/12/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 03/03/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Robert Hreha.
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