Unclaimed
David Fowler is a registered representative of RBC Private Counsel (usa) Inc. in Richmond Hill, Ontario. David has been in the financial industry since 1983. David has passed the Series 7, Series 9, Series 10, Series 24, and Series 63 exams. David has experience in portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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01/31/2018 - Present
RBC Private Counsel (usa) Inc. (Richmond Hill, Ontario )
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02/07/2011 - 04/04/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (TORONTO, ONTARIO )
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10/12/1983 - 02/28/2008
RBC CAPITAL MARKETS CORPORATION (TORONTO )
BC
Issued 07/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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