Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robert Fay is a financial professional with over 18 years of experience in the industry. David has held positions at various firms, including AGS Specialists LLC, INTEGRAL DERIVATIVES, LLC, CORNERSTONE MACRO LLC, and currently at Piper Sandler & Co. David holds several licenses and certifications, including Series 7, Series 24, Series 57TO, Series 62, Series 99TO, and SIE. David specializes in providing financial advice and services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/11/2022 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
11/30/2018 - 02/16/2022
CORNERSTONE MACRO LLC (New York NY)
NY
12/31/2008 - 06/01/2018
INTEGRAL DERIVATIVES, LLC (NEW YORK NY)
NY
01/25/2007 - 01/13/2009
AGS SPECIALISTS II, LLC (NEW YORK NY)
NY
09/26/2003 - 02/08/2007
AGS SPECIALISTS LLC (NEW YORK NY)
BC
Issued 05/23/2018
Series 4 - Registered Options Principal Examination
BC
Issued 07/29/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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