Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Espinosa is an investment advisor with Centaurus Financial, Inc.. David is registered with the Securities and Exchange Commission (SEC) and FINRA, and holds Series 7, 63 and 66 licenses. David has been in the financial industry since 2003 and has experience working with a wide range of clients, including individuals, families, businesses and corporations. David provides financial planning and investment management services to clients and has a strong commitment to helping clients achieve their financial goals. David is also registered to provide investment advice in the following states: California, Michigan, New Mexico, Texas and Utah. Previous firms where David was employed include: FSC Securities Corporation, LPL Financial LLC, Waddell & Reed, Inc. and NFP Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/02/2023 - Present
Centaurus Financial, Inc. (UPLAND CA)
CA
05/06/2013 - 08/08/2014
FSC SECURITIES CORPORATION (UPLAND CA)
CA
04/09/2010 - 05/16/2013
LPL FINANCIAL LLC (UPLAND CA)
CA
08/18/2006 - 12/22/2008
WADDELL & REED, INC. (ONTARIO CA)
CA
12/18/2001 - 07/06/2006
NFP SECURITIES, INC. (ONTARIO CA)
BOTH
Issued 02/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Espinosa is the right advisor for you? Invested Better is here to help.
