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David Robert Dunn

Shot Tower Securities LLC

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About David Robert Dunn

David Dunn has been in the financial services industry since 1999. David is currently registered with Shot Tower Securities LLC. David has Series 7, 62, 24, 63, 79TO and SIE licenses. He is also a Principal with a Series 14 license. David has previously been registered with Stout Causey Capital Corporation, Signal Hill Capital Group LLC, Friedman, Billings, Ramsey & Co., Inc. and Deutsche Bank Securities Inc. David is registered with the state of Maryland, California, Tennessee and New York.

Firm Information

David Dunn is currently registered with Shot Tower Securities LLC. Shot Tower Securities LLC is a Limited Liability Company formed on September 26, 2013. The firm is registered in California, Maryland, New York, and Tennessee. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Dunn’s Registration & Firm History

MD

06/10/2014 - Present

Shot Tower Securities LLC (Baltimore MD)

MD

03/13/2012 - 06/19/2014

STOUT CAUSEY CAPITAL CORPORATION (BALTIMORE MD)

MD

05/24/2006 - 11/15/2011

SIGNAL HILL CAPITAL GROUP LLC (BALTIMORE MD)

CA

04/29/2004 - 05/05/2006

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)

NY

06/14/1999 - 04/15/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

10/08/1998 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 08/09/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/25/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1998

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Robert Dunn.
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