Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dooman is a financial professional with over 20 years of experience in the industry. David has held various roles at several firms, including Convergex Execution Solutions LLC, Liquidpoint, LLC, E*TRADE Professional Trading, LLC, E*TRADE Securities, Incorporated, Web Street Securities, Inc., Dean Witter Reynolds Inc., and Kemper Distributors, Inc. David is currently registered with Dash Financial Technologies LLC in Illinois. David is licensed to conduct business in several states, including Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Kansas, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, and Wisconsin. David holds a variety of securities licenses, including Series 3, 4, 6, 7, 24, 31, 55, 57TO, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/01/2017 - Present
Dash Financial Technologies LLC (Chicago IL)
IL
12/01/2014 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)
IL
03/24/2005 - 12/01/2014
LIQUIDPOINT, LLC (CHICAGO IL)
NY
07/18/2002 - 08/14/2003
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NJ
12/14/2001 - 07/15/2002
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
IL
10/13/2000 - 11/13/2001
WEB STREET SECURITIES, INC. (DEERFIELD IL)
NY
07/06/2000 - 10/02/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IL
04/26/2000 - 06/22/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 09/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/19/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/26/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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