Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mitchell is a financial advisor with over 20 years of experience in the financial services industry. David currently works at Wells Fargo Clearing Services, LLC. David has a strong track record of helping clients achieve their financial goals. David specializes in retirement planning, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
09/22/2021 - Present
Wells Fargo Clearing Services, LLC (GREENWOOD VILLAGE CO)
CO
10/09/2020 - 05/05/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
05/23/2014 - 11/12/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
01/14/2014 - 05/06/2014
KEY INVESTMENT SERVICES LLC (DENVER CO)
CO
05/16/2013 - 11/13/2013
BBVA SECURITIES INC. (DENVER CO)
CO
03/23/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DENVER CO)
CO
01/03/2011 - 03/14/2011
WELLS FARGO ADVISORS, LLC (ARVADA CO)
CO
08/25/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ARVADA CO)
CO
02/20/1997 - 11/19/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 10/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/02/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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