Unclaimed
David Robert Brant has been in the securities industry since 2003. David is currently registered with Wilton RE Distributors LLC, Mutual of America Securities LLC, S.L. Reed & Co., Fenchurch Partners, LP, Livingfree Securities, LLC, Lockton RE Capital Markets, LLC, Tradesk Securities, Inc., Pnfp Capital Markets, Inc., Rondeivu Securities, LLC, Ruffer LLC, Atreyu Trading, Wisdomtree Securities, Inc., North Inlet Advisors, LLC, Walter Greenblatt & Associates, LLC, Vest Securities, LLC, Gilmartin Financial, Lodas Securities, LLC, and Bankoh Investment Services, Inc.. David has also been previously registered with EQTE Brokerage LLC, E. E. Powell & Company Inc., AXOS Clearing LLC, Alpine Securities Corporation, Legent Clearing, Wachovia Securities Financial Network, LLC, JWGenesis Securities, Inc., JW Genesis Clearing Corp. and GSG Securities, Inc. David holds FINRA Series 7, 24, 27, 66, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
08/22/2024 - Present
Wilton RE Distributors LLC (Cedar Rapids IA)
PA
05/16/2023 - 04/30/2024
EQTE BROKERAGE LLC (RADNOR PA)
PA
01/24/2023 - 02/15/2024
E. E. POWELL & COMPANY INC. (SEVEN FIELDS PA)
NE
01/08/2021 - 10/26/2021
AXOS CLEARING LLC (OMAHA NE)
UT
01/24/2017 - 01/15/2021
ALPINE SECURITIES CORPORATION (SALT LAKE CITY UT)
NE
10/10/2005 - 03/12/2012
LEGENT CLEARING (OMAHA NE)
MO
01/02/2001 - 09/27/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
FL
08/06/1998 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
FL
04/23/1998 - 06/30/1999
JW GENESIS CLEARING CORP. (BOCA RATON FL)
FL
08/06/1998 - 01/08/1999
GSG SECURITIES, INC. (BOCA RATON FL)
BOTH
Issued 03/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Brant is the right advisor for you? Invested Better is here to help.