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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robert Bennette is a financial advisor who has been in the industry since 2004. David Robert Bennette is currently registered with Morgan Stanley and has been a registered representative for over 16 years. Prior to joining Morgan Stanley, David Robert Bennette worked with PROSPERA FINANCIAL SERVICES, INC. and WELLS FARGO ADVISORS, LLC. David Robert Bennette is a Registered Representative and Investment Advisor Representative. David Robert Bennette holds a Series 7, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/25/2020 - Present
Morgan Stanley (Sacramento CA)
CA
05/04/2016 - 05/19/2016
PROSPERA FINANCIAL SERVICES, INC. (Elk Grove CA)
CA
01/03/2011 - 04/25/2016
WELLS FARGO ADVISORS, LLC (ELK GROVE CA)
CA
08/05/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ELK GROVE CA)
CA
06/07/2005 - 08/07/2008
WAMU INVESTMENTS, INC. (STOCKTON CA)
CA
11/10/2004 - 06/17/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 12/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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