Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robert Balok has been in the financial services industry since 1992. He is currently registered with LPL Financial LLC and has a branch office in Denver, NC. David has held previous positions at Edward Jones and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is licensed in 14 states including California, Colorado, Georgia, Michigan, Mississippi, North Carolina, Pennsylvania, South Carolina, Tennessee, Virginia, and Wisconsin. David's expertise includes financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
10/19/2018 - Present
LPL Financial LLC (DENVER NC)
MI
10/24/1996 - 10/26/2006
EDWARD JONES (HARBOR SPRINGS MI)
NY
05/11/1992 - 10/22/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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