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David Robert Balk

Steward Partners Investment Advisory, LLC

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About David Robert Balk

David Balk is a financial advisor with Steward Partners Investment Advisory, LLC. He has been in the financial industry since 1989. He specializes in providing financial planning, portfolio management, and selection of other advisors. David Balk holds the Series 3, 63, 65, and 7 licenses, as well as the SIE. He is registered to provide advisory services in 17 states.

Firm Information

David Balk is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisor with 354 registered representatives and 254 licensed agents. The firm has a total of 45203 accounts under management with assets totaling $20,433,200,577. Steward Partners Investment Advisory, LLC provides financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. The firm also offers other advisory services including financial consulting. They serve a variety of client types including charitable organizations, corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, and state or municipal government entities.
Steward Partners Investment Advisory, LLC

4949 MEADOWS ROAD

LAKE OSWEGO, OR 97035

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Balk’s Registration & Firm History

OR

05/04/2023 - Present

Steward Partners Investment Advisory, LLC (LAKE OSWEGO OR)

OR

07/31/1993 - 03/05/2009

CITIGROUP GLOBAL MARKETS INC. (PORTLAND OR)

NY

10/04/1989 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 6/10/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 9/19/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/1989

Series 3 - National Commodity Futures Examination

BC

Issued 9/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Robert Balk.
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