Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alson is a financial professional who holds Series 7, 99, 63, and SIE licenses. David is currently registered with Mizuho Securities USA LLC in Iselin, New Jersey, and has previously been registered with Citigroup Global Markets Inc. David began his career in the financial industry in 2020 and brings over two years of experience to the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
09/20/2023 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NY
03/04/2021 - 10/03/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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