Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roasa is a financial advisor with LPL Financial LLC, a large financial services firm, based in Fort Mill, South Carolina. David has been in the financial services industry since June 2010 and has a strong background in investment advising. David holds multiple licenses and certifications, including Series 7TO, Series 6, Series 63 and Series 66. He also has experience working with a number of other financial firms, including Vanguard Marketing Corporation, J.P. Morgan Securities LLC and Chase Investment Services Corp.. David's specialties include financial planning, portfolio management, consulting, and pension consulting. He has a commitment to providing comprehensive and personalized financial advice to clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/26/2022 - Present
LPL Financial LLC (FORT MILL SC)
NC
05/07/2013 - 11/03/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
AZ
10/01/2012 - 03/05/2013
J.P. MORGAN SECURITIES LLC (SUN CITY AZ)
AZ
10/30/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SUN CITY AZ)
BOTH
Issued 09/11/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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