Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Richard Weiss is a financial professional with over 30 years of experience in the financial services industry. David is currently registered with Wedbush Securities Inc. in Los Angeles, CA. David has a strong track record of success in providing financial advice to a wide range of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/02/2009 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
12/21/1994 - 12/31/2008
FIRST WALL STREET CORP. (CORONADO CA)
CA
11/30/1994 - 12/13/1994
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
04/19/1993 - 12/07/1994
J. A. OVERTON & CO., INC. (SAN DIEGO CA)
CA
11/28/1989 - 03/22/1993
FIRST WALL STREET CORP. (LA JOLLA CA)
AZ
08/25/1987 - 11/28/1989
SPELMAN & CO., INC. (PHOENIX AZ)
NA
06/30/1987 - 08/25/1987
KENNEDY, CABOT & CO.
NA
11/21/1986 - 04/09/1987
BARABAN SECURITIES, INC.
BC
Issued 05/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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