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David Richard Sullivan

Empower Financial Services, Inc.

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About David Richard Sullivan

David Sullivan is a financial professional who has been in the industry since March 8, 2005. David is currently registered with Empower Financial Services, Inc. and has been with this firm since March 9, 2005. David is a Series 6 and Series 26 licensed representative and holds the SIE designation.

Firm Information

David Sullivan is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Sullivan’s Registration & Firm History

CO

03/09/2005 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 10/15/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Richard Sullivan.
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