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David Richard Schiffour

Fidelity Brokerage Services LLC

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About David Richard Schiffour

David Richard Schiffour is a financial professional with over 30 years of experience in the industry. David has worked with several firms including TD Ameritrade, Inc., Scottrade, Inc. and Charles Schwab & Co., Inc. Currently, David is registered with Fidelity Brokerage Services LLC and is actively registered in all 50 states plus Puerto Rico and the Virgin Islands. David has held a variety of licenses including Series 7, 8, 9, 10, 24, 63, and 66. David is committed to providing clients with sound financial advice and personalized service.

Firm Information

David Schiffour is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Schiffour’s Registration & Firm History

FL

04/14/2021 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

WV

02/26/2018 - 01/11/2021

TD AMERITRADE, INC. (CHARLESTON WV)

WV

12/12/2002 - 02/26/2018

SCOTTRADE, INC. (CHARLESTON WV)

NE

11/18/2002 - 12/10/2002

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

TX

01/13/1986 - 10/29/2002

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NA

07/20/1984 - 09/19/1984

PRUDENTIAL-BACHE SECURITIES INC.

NA

06/24/1983 - 07/10/1984

FINANCIAL ESTATE PLANNING

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Licenses & Designations

BOTH

Issued 06/21/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/06/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/10/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/19/1990

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Richard Schiffour.
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