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David Richard Roberts

Grimes & Company, Inc.

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About David Richard Roberts

David Roberts is a financial advisor with Grimes & Company, Inc., in Bradenton, FL. David has been in the financial services industry since 1999. David is registered in Florida and Texas. David has a Series 63, Series 66, Series 7 and Series 10 license. David is also a Certified Financial Planner. David has experience working with individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and other businesses. David provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

David Roberts is currently registered with Grimes & Company, Inc.. Grimes & Company, Inc. is a Registered Investment Advisor (RIA) based in Westborough, MA. With over 30 investment advisor representatives, the firm offers a wide range of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Grimes & Company manages over $4.85 billion in assets for a diverse clientele, including high-net-worth individuals, charitable organizations, corporations, and pension plans.
Grimes & Company, Inc.

110 TURNPIKE RD

WESTBOROUGH, MA 01581

$4.85B

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Roberts’s Registration & Firm History

FL

04/30/2021 - Present

Grimes & Company, Inc. (Bradenton FL)

FL

10/13/1999 - 12/31/2020

TD AMERITRADE, INC. (Sarasota FL)

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Licenses & Designations

BOTH

Issued 06/17/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/15/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Richard Roberts.
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