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David Richard Peloquin

Main Street Advisors, LLC

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About David Richard Peloquin

David Richard Peloquin is an investment advisor representative at Main Street Advisors, LLC. David has been in the financial services industry since 1985. David holds Series 7, 6 and 22 licenses. David also holds the Series 63 license. David is a CERTIFIED FINANCIAL PLANNER™. David is registered with the state of Maryland and Pennsylvania. David has worked at Main Street Advisors, LLC since 1999.

Firm Information

David Peloquin is currently registered with Main Street Advisors, LLC. Main Street Advisors, LLC is an investment advisor registered with the SEC. The firm manages approximately $57.15 million in assets for 319 accounts, primarily for individuals, high-net-worth individuals, corporations, and charitable organizations. They offer financial planning and portfolio management services.

$57.15M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Peloquin’s Registration & Firm History

MD

09/06/2000 - Present

Main Street Advisors, LLC (WESTMINSTER MD)

MD

08/11/1997 - 04/06/1999

DULANEY SECURITIES, INC. (TIMONIUM MD)

AZ

01/10/1992 - 07/11/1997

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

GA

04/11/1991 - 01/16/1992

KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)

MD

12/04/1985 - 04/16/1991

INTERNATIONAL MONEY MANAGEMENT GROUP, INC. (GRASONVILLE MD)

NA

10/25/1985 - 11/25/1985

FS SECURITIES, INC.

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Licenses & Designations

BC

Issued 11/25/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/1991

Series 7 - General Securities Representative Examination

BC

Issued 11/14/1985

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/24/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Richard Peloquin.
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