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David Richard Lee

Steward Partners Investment Solutions, LLC

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About David Richard Lee

David Richard Lee is a financial advisor with over 27 years of experience in the industry. David has a strong background in the securities industry, having worked with Raymond James Financial Services, Inc., and Raymond James & Associates, Inc. prior to joining Steward Partners Investment Solutions, LLC in March of 2024. David is a registered representative in Florida and Virginia. David holds several securities licenses, including Series 7, Series 24, Series 52TO, Series 53, and Series 63.

Firm Information

David Lee is currently registered with Steward Partners Investment Solutions, LLC. Steward Partners Investment Solutions, LLC is a Limited Liability Company formed in 2021 and is registered in 53 states and the SEC. The firm has reported 13 regulatory events and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Lee’s Registration & Firm History

VA

03/15/2024 - Present

Steward Partners Investment Solutions, LLC (CHESAPEAKE VA)

FL

11/12/2021 - 03/15/2024

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

04/19/2013 - 10/09/2020

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

07/31/2007 - 03/18/2013

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)

FL

08/31/1994 - 09/13/2006

RAYMOND JAMES FINANCIAL SERVICES, INC. (SARASOTA FL)

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Licenses & Designations

BC

Issued 12/21/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/02/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Richard Lee.
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