Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kroll is a financial advisor with over 35 years of experience in the financial services industry. David is currently registered with MML Investors Services, LLC and has been with the firm since September 2010. David is licensed in 53 states and the District of Columbia and is a Chartered Financial Consultant. David specializes in providing financial planning, portfolio management, and asset allocation programs to individuals, businesses, and charitable organizations. David is also a board member of the National Association of Insurance and Financial Advisors - Arizona. David has a proven track record of helping clients achieve their financial goals. In addition to his work with MML Investors Services, LLC, David is also an insurance agent with MassMutual Financial Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
AZ
05/19/2015 - Present
MML Investors Services, LLC (Scottsdale AZ)
AZ
09/10/1998 - 09/02/2010
NEW ENGLAND SECURITIES (PHOENIX AZ)
AZ
04/21/1998 - 08/07/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
04/12/1995 - 04/16/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
01/02/1991 - 03/20/1995
FIDELITY EQUITY SERVICES CORPORATION
MN
03/30/1994 - 01/20/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
IL
08/01/1985 - 12/19/1989
WASHINGTON NATIONAL EQUITY COMPANY (EVANSTON IL)
NA
05/17/1983 - 07/13/1984
PHOENIX EQUITY PLANNING CORPORATION
BC
Issued 05/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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