Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hodges is a financial advisor with GWN Securities Inc. David has been in the securities industry since 1979. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 1, 6, 63, and SIE licenses. David has worked with firms such as Great American Advisors, Inc., Consumer Concepts Investments, Inc., WMA Securities, Inc., Equico Securities, Inc., The Equitable Life Assurance Society of the United States, IDS Life Insurance Company, American Express Financial Advisors Inc., and IDS Financial Services Inc. David's expertise includes providing financial planning, market timing services, and selection of other advisers. GWN Securities Inc. has a strong track record of providing investment management services to individuals, high-net-worth individuals, and corporations. The firm's services are tailored to meet the specific needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
08/02/2010 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
MO
06/19/2006 - 08/04/2010
GREAT AMERICAN ADVISORS, INC. (CLAYTON MO)
GA
10/18/2000 - 05/31/2006
CONSUMER CONCEPTS INVESTMENTS, INC. (AUSTELL GA)
GA
06/30/1995 - 10/25/2000
WMA SECURITIES, INC. (DULUTH GA)
NY
10/20/1987 - 06/30/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/20/1987 - 06/30/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
08/20/1979 - 11/03/1987
IDS LIFE INSURANCE COMPANY
NA
08/20/1979 - 11/02/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
08/20/1979 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 08/11/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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