Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Richard Hodes is a financial professional with over 25 years of experience in the financial industry. David currently works at Hodes Weill Securities, LLC, a firm based in New York, NY. David's previous experience includes roles at CREDIT SUISSE SECURITIES (USA) LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and MORGAN STANLEY & CO., INCORPORATED. David holds a Series 7, Series 63, and Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/27/2010 - Present
Hodes Weill Securities, LLC (NEW YORK NY)
NY
11/03/2000 - 08/07/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
05/02/2000 - 09/27/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
08/05/1997 - 05/18/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 04/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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