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David Richard Harris

Sammons Financial Network, LLC

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About David Richard Harris

David Harris is a financial advisor with over 10 years of experience in the industry. David currently works with Sammons Financial Network, LLC in West Des Moines, IA. David has a strong background in securities, having passed the Series 6, 7, and 63 exams as well as the SIE. Prior to joining Sammons Financial Network, LLC, David worked with Jackson National Life Distributors LLC in Franklin, TN. David is registered with the states of Arkansas, Louisiana, Oklahoma, and Texas.

Firm Information

David Harris is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Harris’s Registration & Firm History

IA

01/08/2018 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

TN

05/17/2007 - 12/22/2017

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

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Licenses & Designations

BC

Issued 05/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2013

Series 7 - General Securities Representative Examination

BC

Issued 05/16/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Richard Harris.
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