Unclaimed
David Harris is a financial advisor with over 10 years of experience in the industry. David currently works with Sammons Financial Network, LLC in West Des Moines, IA. David has a strong background in securities, having passed the Series 6, 7, and 63 exams as well as the SIE. Prior to joining Sammons Financial Network, LLC, David worked with Jackson National Life Distributors LLC in Franklin, TN. David is registered with the states of Arkansas, Louisiana, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
01/08/2018 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
TN
05/17/2007 - 12/22/2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
BC
Issued 05/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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