Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Richard Gray is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with Empower Financial Services, Inc. in Boston, Massachusetts. Previously, David was associated with Fidelity Brokerage Services LLC, Charles Schwab & Co., Inc., Stancorp Equities, Inc., and Invesmart Securities, LLC. David is a Series 7, 24, 66, 99TO, and SIE licensed professional. David is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/01/2024 - Present
Empower Financial Services, Inc. (Boston MA)
MA
07/22/2016 - 01/30/2024
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
OH
07/16/2010 - 05/09/2016
CHARLES SCHWAB & CO., INC. (RICHFIELD OH)
OH
01/01/2007 - 06/14/2010
STANCORP EQUITIES, INC. (INDEPENDENCE OH)
OH
07/19/2002 - 01/01/2007
INVESMART SECURITIES, LLC (WESTLAKE OH)
BOTH
Issued 10/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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