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David Richard Ford

Capital Client Group, Inc.

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About David Richard Ford

David Richard Ford is an investment advisor representative. David Richard Ford is registered with Capital Client Group, Inc. and has been in the industry since September 25, 1998. David Richard Ford is also registered with Capital Client Group, Inc. as an investment advisor representative. David Richard Ford has passed the Series 63, Series 65, Series 7, Series 26, Series 31, Series 52, and SIE exams.

Firm Information

David Ford is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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David Ford’s Registration & Firm History

CA

07/09/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MO

08/09/2005 - 07/08/2013

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

PA

10/20/2003 - 07/14/2005

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

AZ

10/05/2001 - 10/16/2003

DAVIS DISTRIBUTORS, LLC (TUCSON AZ)

NY

07/06/1999 - 10/10/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

MI

07/27/1998 - 06/02/1999

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 08/12/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/31/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 11/23/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/21/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Richard Ford.
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