Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Richard Ferrari is a registered representative with Pimco Investments LLC in Newport Beach, CA. David has been in the securities industry since March 29, 2012. David has passed the Series 27, Series 99TO and SIE exams. Prior to working at Pimco Investments LLC, David was employed by Allianz Global Investors Distributors LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/30/2012 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
NY
03/30/2012 - 10/02/2017
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BC
Issued 03/29/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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