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David Richard Cox

Simplicity Wealth

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About David Richard Cox

David Richard Cox is a financial professional with over 7 years of experience in the financial services industry. David is currently registered with Simplicity Wealth in Summit, NJ. David holds Series 66 and Series 7 licenses as well as the SIE exam. David has a strong background in providing financial advice and portfolio management services to individual clients. David is committed to helping clients achieve their financial goals through personalized financial planning and investment management strategies.

Firm Information

David Cox is currently registered with Simplicity Wealth. Simplicity Wealth is a Registered Investment Advisor based in SUMMIT, NJ with approximately $3.17 billion in regulatory assets under management. The firm provides financial planning, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. The firm's clients include high-net-worth individuals, other investment advisors, banking or thrift institutions, and individuals other than high-net-worth.
Simplicity Wealth

86 SUMMIT AVE

SUMMIT, NJ 07901

$3.17B

Assets Under Management

16

Total Clients

74

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Cox’s Registration & Firm History

NJ

12/12/2024 - Present

Simplicity Wealth (SUMMIT NJ)

KS

04/02/2019 - 05/08/2023

TRIAD ADVISORS LLC (Overland Park KS)

VA

11/02/2018 - 03/29/2019

ROYAL ALLIANCE ASSOCIATES, INC. (HENRICO VA)

VA

02/06/2017 - 11/02/2018

SIGNATOR INVESTORS, INC. (HENRICO VA)

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Licenses & Designations

BOTH

Issued 02/05/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Richard Cox.
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