linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Reynolds

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Reynolds

David Reynolds is a registered representative with National Financial Services LLC in Smithfield, RI. David has been in the industry since 2011. David holds the Series 7, Series 99TO and SIE licenses. David has prior experience at Fidelity Brokerage Services LLC.

Firm Information

David Reynolds is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Reynolds’s Registration & Firm History

RI

08/06/2021 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

03/11/2022 - 09/20/2022

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

06/21/2011 - 07/02/2014

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

04/10/2014 - 07/01/2014

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

Not sure if David Reynolds is right for you?

Licenses & Designations

BC

Issued 08/06/2021

Series 99TO - Operations Professional Examination

BC

Issued 07/02/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Reynolds.
Not sure if David Reynolds is right for you?