Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Reid Materne is a financial advisor with over 28 years of experience in the industry. David is registered with Wells Fargo Advisors Financial Network, LLC, and has been with the firm since February 2022. David is also registered with the following firms: Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., and Morgan Stanley DW Inc.. David provides financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
02/10/2022 - Present
Wells Fargo Advisors Financial Network, LLC (WARWICK RI)
RI
02/27/2009 - 02/10/2022
WELLS FARGO CLEARING SERVICES, LLC (PROVIDENCE RI)
RI
05/04/2001 - 03/20/2009
CITIGROUP GLOBAL MARKETS INC. (PROVIDENCE RI)
NY
03/28/1994 - 05/09/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/11/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/09/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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